Defend Academic Freedom at Warwick

This is the script of what I hoped to deliver today (10th May) to a UCU meeting called to oppose the University of Warwick management’s proposal to reform Statute 24, and specifically the University’s procedures for Disciplinary, Grievance, Redundancy and Removal for Incapacity on Medical Grounds for Academic Staff. I was asked on Tuesday May 2nd to address the meeting. Sadly, due to Warwick’s policy under the government’s Prevent agenda, there is a requirement to give three weeks’ notice for approval of a visiting speaker. The  organisers were evidently aware of this regulation and realised they had not left enough time to apply:

“The principal organiser must ensure sufficient time for the HoD or nominee to give consideration to any concerns, and for the University to review the request should the HoD or nominee deem this necessary. If so, and where possible, the University should be notified of the speaker request in question at least three weeks prior to the event, to enable a full risk assessment to be conducted and any mitigating arrangements to be put in place. If it is not possible to provide three weeks’ notice, the department should inform the University as soon as practicable.”

So I was not able to address an emergency meeting on important union business.  But at least I can blog.

If the amended Statute 24 and ordinances pass, Warwick UCU feel that academic freedom at the university would be weakened. I agree with them, and my belief is underpinned by personal experience.

If you care about the attempted roll-back of academic freedom in UK universities, please sign this petition for Warwick UCU.

I was a student back in 1981 when Margaret Thatcher and Keith Joseph launched the first governmental assault on public universities. The outcome was the rescinding of tenure for academics. I remember at the time there was a competition in the university staff bulletin. These were often jokey things, like write a reference for the person you’d most like to get rid of from your department. But this one was genuinely thought-provoking: ‘write a speech defending tenure to a steelworker from Consett’. That was a ‘check your privilege’ moment. If it was a hard sell in 1981, it is seems more defensible now. We know what abolition of tenure looks like 36 years on. We have seen the steady erosion of academic freedom and job security. We have seen the undermining of shared governance in universities, and how swiftly the space emptied of democracy has been exploited by authoritarian management structures.

Universities used to be based on collegiality and shared governance. The Union has a role in negotiation, but the starting point in universities should be staff participation in decisions on how the university is run. If our role is to defend democratic values in the public sphere, we should be able to model that within our own walls. It is clear that we have rather neglectfully buried our heads, while shared values, traditions and assumptions have been overridden in the corporate university. Our colleagues in the US are appalled at our lack of tenure and academic freedom. They are busy protesting rescinding of tenure in Wisconsin, and threats in Iowa. Meanwhile, in Hungary, thousands took to the streets when the government threatened to close an entire university.

Now that we can see the danger, why aren’t we in the UK protesting more widely?

We can’t wind the clock back, but for heaven’s sake, at least we deserve protection from summary dismissal and attacks on academic freedom. Let’s start there. Take a look at what is being proposed at Leeds University – dismissal for ‘some other substantial reason’:

“The university wants to add a new reason for dismissal ‘some other substantial reason’ to our Statutes, which would make it easier to dismiss people for any reason. For example, a conflict of interest or personality clash, third party pressure, raising insufficient funding, not publishing enough, not having a PhD, or criticising management.” Leeds UCU

As CARA – Council for At-Risk Academics  – says, ‘you only need to kill one academic to silence a hundreds’ so our academic freedom is worth protecting.

So, we need to educate UCU members and academic staff members about their clear rights to academic freedom. Here is section 27 of the UNESCO Constitution:

  1. The maintaining of the above international standards should be upheld in the interest of higher education internationally and within the country. To do so, the principle of academic freedom should be scrupulously observed. Higher-education teaching personnel are entitled to the maintaining of academic freedom, that is to say, the right, without constriction by prescribed doctrine, to freedom of teaching and discussion, freedom in carrying out research and disseminating and publishing the results thereof, freedom to express freely their opinion about the institution or system in which they work, freedom from institutional censorship and freedom to participate in professional or representative academic bodies.

[http://portal.unesco.org/en/ev.php-URL_ID=13144&URL_DO=DO_TOPIC&URL_SECTION=201.html]

And the UCU Statement on Academic Freedom:

  • Freedom in teaching and discussion

  • Freedom in carrying out research without commercial or political interference

  • Freedom to disseminate and publish one’s research findings

  • Freedom from institutional censorship, including the right to express one’s opinion publicly about the institution or the education system in which one works

  • Freedom to participate in professional and representative academic bodies, including trade unions

[https://www.ucu.org.uk/media/5128/Academic-freedom–a-guide-for-early-careers-staff/pdf/Academic_freedom_leaflet.pdf ]

All of these are reflected in the 1988 Education Reform Act and this is the basis for current statutes and articles of government in UK universities. However, they are not always well supported by the nation’s vice chancellors. I’d suggest Sir Keith Burnett at Sheffield is a lone beacon among them for academic freedom, saying: “Great teaching is not inconsistent with academic freedom, it depends upon it.”

Certainly Warwick’s proposed amendment to Statute 24 says nothing about freedom to criticise the institution or system in which one works. In fact, the paragraph d) of the amendment to the statement on academic freedom reads: “To avoid unlawful discrimination and promote equality of opportunity, dignity at work and good relations with the University.” Are employees obliged to be on good terms with ‘the university’ at all times, even if its management does things they don’t agree with? Some of us know from experience that that any form of controversy or critique can be regarded by management as causing reputational damage. That might lead to a charge of gross misconduct, and as far as I can see, the most likely outcome for that is instant dismissal. But universities are not above the law, and they should not try to amend their statutes to circumvent it.

If you think we have no need to fear for our freedoms, just remember that several colleagues have reported on Twitter that they have been forbidden from speaking beyond their area of designated expertise, or even from speaking about their research during the election campaign.

Warwick is also seeking to amend its disciplinary code. The right to legal representation will no longer be part of the procedure. From the FAQ:

“The use of legal representation in any internal proceedings creates an overly adversarial environment, not least for the individual member of staff involved. Often the use of legal representatives results in an overly legalistic approach to the issues to be determined and this does not necessarily assist any party, nor is it in line with general good employment practice or the ACAS Code of Practice”.

Really? Do they think you just sailed up the river? Let’s imagine what might have happened to a rather well known professor at Warwick if he had not had legal representation.

Would absence of a lawyer make the disciplinary process less confrontational ? Add clarity ?  In short, no, of course not. But there are two points to raise here.

If the experience of colleagues at a couple of other universities in the Midlands are any guide, there will be many more disciplinaries for what most reasonable people would regard as minor infractions. These take up enormous time and energy and are stressful, not to mention the expense of these, and the drain on the university’s main source of income – student fees.

Second point – Regardless of whether the wording in the statute on academic freedom remains unchanged, disciplinaries will be used to curtail academic freedom, as they were in my case. I wrote a blog piece about the causes of the epidemic of work-related stress in academia – and chose to talk to students about this. The piece was re-published on the Times Higher website where it trended for 4 days. That eventually attracted the attention of management and I found myself facing a 12-week disciplinary process. Previously, I had served 30 years without so much as a late library book. There was no doubt in my mind about the intention to silence me as a critical voice. Incidentally, I had not mentioned the university that employed me, because the piece wasn’t about them. It was about a system that has become an ‘anxiety machine’ as Richard Hall calls it.

I notice that Warwick’s proposed disciplinary policy allows appeal on the grounds of academic freedom. But from the management perspective, it is never about academic freedom. There are always other justifications for alleging gross misconduct. As long as the charges are in place, the actual behaviours pinned on them tend to be rather fungible. But management are pretending that this is a strengthening of academic freedom. It is anything but.

I resigned because for me the capacity to do the job rests entirely on academic freedom. Without that, there seemed no point in turning up. So take note of the mushrooming of these procedures being taken against staff for fairly minor infractions and expect summary dismissals or written warnings that inhibit further risk-taking with independent thought. Be warned. This is the direction of travel in universities.

Another bullying tactic is the use of Capacity Procedures in accordance with performance management and quite unrealistic targets, for example, for grant capture.  In several universities, professors have faced redundancy, performance management, or even in one case, being told that the criteria have shifted and they can be judged to no longer ‘map over’ to the new role descriptor. This is inhumane. In several universities, I have seen the result of this to be incapacitating stress, professional and personal breakdown. It is the academic equivalent of being dragged off the plane. In the words of the late Stefan Grimm, ‘they treat professors like shit’.

Democratic structures must be built from the ground up. They will not materialize through authoritarian diktat. It is now clear that highly qualified and able people work much better in a high-trust environment. It is really important to remember that management are not the university. The university is made up of an entire community. Nobody ever came to a university because of the Human Resources department or its disciplinary policy. And as Rob Cuthbert has written

“It behoves managers to remember that as managers they make no direct contribution to the real work of the university – teaching and research. They are an overhead and, like all overheads, they need to justify their existence.” [What’s wrong with management in higher education? April 28, 2017 by SRHE News Blog

Managers are overheads. Let’s all remember that.

Steps to resistance – what works. A case study of RTB from Newcastle University.

The details of The Newcastle University Raising the Bar initiative were well-reported in the Times Higher in 2015 . There was an attempt to formalize outcomes-based performance management, whereby academics would be judged by metrics on financialized targets for grant capture, REF ‘outputs’ at grade 3 or 4; PhD student throughput etc. I have blogged about this here.

After academic staff protested, organised and negotiated further, the proposal was withdrawn last summer. I like to think of it as a successful culture hack towards more democracy and civility within the university. I have been collaborating with a collective from Newcastle known as the Analogue University. We have written a chapter (unpublished but forthcoming) on the context of management by metrics, and the Analogue University collective has reported on their extensive research project which documented the resistance to Raising the Bar (RTB). The following were the main strategies that were used successfully in countering the management’s narrative. The summary and quotations are used with kind permission of the Analogue University collective.

Organise and mobilise support

Use whatever democratic structures are available to you within the university. A massive turnout at school, department and union meetings is important in voicing concerns and planning strategies for opposition. Try and get student support and press coverage. Both will make an impact. Get an online petition together, and ask prominent professors to write a letter to management. Within three days over 3,500 people worldwide had signed the petition against RTB at Newcastle.

Deconstruct management-speak

Start with the pronouns “we” (Morrish & The Analogue University, 2017, forthcoming; Machin and Per, 2016). Often in these documents there is a deceptive ambiguity about ‘we’. It is a quirk of the English language that ‘we’ can be both inclusive and exclusive. These documents which claim to be ‘modernising’ and bringing procedures up to date with recent legislation usually exploit that. So ‘we’ retains both its managerial prerogative and its pretence at inclusivity. However, the Warwick communications from Provost Christine Ennew are unusual in their use of the exclusive ‘we’, demonstrating that the innovation is led and imposed by management:

We began consultation with the Trade Unions in December 2016.

We have published the revised statutes, ordinances and policies in draft so that you can see the proposed changes.

We have discussed the proposals with the University Council, Heads of Department and our Trade Unions.

We are proposing.

We would like to hear views from all of our staff community.

And if there is any doubt about the managerial exclusivity:

If you are a member of a Trade Union, you will have the opportunity to contribute to this process through your Unions.

Publicize the story – especially social media

There is now a lot of evidence that shows when you get an intransigent management, using social media can bring about results. “Since the RTB was primarily driven by a desire to raise Newcastle University’s reputation as a premier research institution, the activists felt that the management would be more receptive to their demands if they saw the university in the news for the wrong reasons. The news and social media platforms such as Times Higher Education (THE) and Facebook were used to publicize the growing dissatisfaction and opposition to RTB”. [Morrish & The Analogue University, 2017, forthcoming]. Notice this would violate the new statute which requires “good relations with the University”.

“The research project succeeded in getting public intellectuals who have written on the threat of neoliberalism to the humanities, such as Martha Nussbaum, Marilyn Strathern, Stefan Colini, and Rowan Williams to join its advisory board. Their very presence drew attention to the dispute and helped ensure it was more widely publicised. As one key goal of RTB was raising the reputation of the university internationally, such attention risked undermining RTB by negatively damaging the reputation”. [Morrish & The Analogue University, 2017 forthcoming]. Again, would this invite disciplinary action under the proposed amendments?

Industrial action

“In the summer of 2016, after all the attempts at getting the university management to withdraw it failed, the UCU moved towards industrial action in the form of Action Short of a Strike (ASOS), principally a marking boycott. This precipitated a swift climbdown on the part of management and a successful resolution of the dispute in favour of the Union and its members”. [Morrish & The Analogue University, 2017, forthcoming]

Articulate an alternative vision and vocabulary of excellence in academia

The activists felt that they ‘fought hard but without bitterness’. It was important for them to not personalise the campaign as being against the VC and senior management. An alternative to RTB was drafted under the title ‘Improving Research Together’ (IRT).This recognised the need to be seen to perform well in key audit exercises, and asked management to withdraw RiPE and engage in the proposed IRT alternative as, “an inclusive, collegial, evidence-based, bottom-up process to devise a non-coercive framework in which to foster a higher-performing research community”(Academic Frameworks for Research Improvement, Newcastle University / University and College Union, June 6, 2016). [Morrish & The Analogue University, 2017, forthcoming]

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Dragged from the plane in academia…time for a culture hack

I’m sure this incident recorded by a passenger on United Airlines will be remembered long after 10th April 2017.

Watching this poor man being violated and treated so inhumanely disturbed me in a very profound way. It stayed with me as a reminder of what seems like an increasingly uncivil, uncaring and ruthless society. There is a massive amount wrong with being dragged off the plane when you have paid for a seat, and settled in for take-off. Sitting with your family and looking forward to getting home. And then two men charge at you and break your face and humiliate you as if nothing about you was valuable, and as if you didn’t matter to anyone, least of all the company. As if you were a criminal.

We all know that the CEO’s first instinct was to defend the actions of the Chicago ground crew and security. He was forced to backtrack within days in the face of viral bad publicity on social and news media. Then on 28th April 2017 there arrived in my inbox an email from United CEO Oscar Munoz which fulfilled all the criteria for a sincere and abject apology. Most significant was this section:

“It happened because our corporate policies were placed ahead of our shared values. Our procedures got in the way of our employees doing what they know is right”.

Right there, that sounds like a major change of corporate direction. A kinder, humbler more intelligent United Airlines which places trust in the wisdom and experience of its employees. Things may be looking up for United. My rage and fear softened. I dared to think I could bestow the trust they are so anxious to earn. I hope I’m right. They had clearly taken a leaf out of Amtrak’s book when the company emailed customers immediately after the last derailment in Pennsylvania. In that letter, the Amtrak CEO expressed sympathy with bereaved families, and unequivocally took responsibility.

Kate Bowles evidently received the same email from Oscar Munoz as I did. In her recent blog piece, she made the connection between the brutality and carelessness the passenger faced, and some of the behaviour we and our colleagues have been witnessing in universities. At one extreme, we remember the professor slammed to the ground by police for allegedly jaywalking on the campus of Arizona State University. More typically in universities the harm is psychological and involves demoralizing or victimizing colleagues. Kate has now activated ‘dragged off the plane’ as a metaphor for those violations. I found it staggeringly powerful when she placed it in an academic context because this is, after all, what drove me out – watching one after another of my colleagues being dragged off the plane. And Kate points out, it is no easier for those in positions of leadership.

“Workplace leaders, on the other hand, have more on the line; they’re watching the rising tides of redundancy and job casualisation around them, and hoping that by clambering to higher ground they can stay one step ahead of what’s coming. On top of this, they’re increasingly seeing colleagues being dragged from the plane, and responding with helplessness and loss. And this is the climate in which they have to lead”.

It certainly is a tough climate for university leaders, especially middle managers. Many feel pressured by those above them in then hierarchy, and distrusted by those they manage. I often read appeals on Twitter from this constituency – why don’t more academics come forward for leadership roles?

In post-92 UK universities particularly, positions such as Head of Department or Dean are not rotating, they are substantive. This means that if you decide the job isn’t for you, there is no faculty position to step down to. Consequently, the middle manager must learn to align their displays of loyalty towards their masters in the university senior management team, rather than their former academic colleagues. This puts in place structures which exact obedience. An example: a new vice-chancellor arrives and demands a restructuring of faculties and departments. Four departments are collapsed into three, which means somebody loses their Head of Department position. Or another scenario is when the job is redesigned with new criteria and the incumbent has to apply for their own job, or endure a demeaning ‘mapping exercise’ which has less to do with competence than with compliance. As one PVC put it to me, ‘you keep getting shafted’. Dragged from the plane, bruised, humiliated. Your loyalty and willingness to accept leadership and responsibility can swiftly become your downfall. This can lead individuals to shelve those widely-held values of democracy, shared decision making and collegiality that have usually held sway in universities. I have previously blogged about the disgraceful treatment of professors and other senior scholars in universities here and here.

In another blog, Jana Bacevic wonders why, when there are so many critiques of the neoliberal, managerial university, is there so little resistance? I think there may not be so much mystery in this. All academics have been made to feel precarious and unworthy and it has led to a focus on meeting the metrics and staying ahead of the escalating demands of the university’s performance expectations. Raising a voice or organising with colleagues to change these absurd conditions seems too much like a risk when there is a mortgage to pay and children to feed. Managers know this, which is why they build structures to feed on academic insecurities – ‘imposter syndrome’- and incorporate employees into an anxiety machine (Hall and Bowles, 2016). So it is as much as academics dare, to reflect and write about their experiences in a rather dispassionate analytic way. Even this leads to a Catch 22 situation whereby academics find themselves required to publish, but publish to satisfy an urge to rebel by tilting at the REF windmill with their (published and peer-reviewed) critique.

Somehow, over the years, like United Airlines, the scale of perversity has driven a stake through any pretence of shared values within universities. We have forgotten how to use any initiative outside of the policies, procedures and line management which directs our work. And like United, there have been instances of brutality and inhumane treatment, just nobody has yet caught it on video. We know that systems and institutions which place rigid and impersonal procedures ahead of ethics and humanity will fail, and fail publically. They will experience the humiliation they have meted out to their employees and other ‘partners’.

So for me, the question is not why there is so little resistance – clearly bullying and repression account for that, but how can resistance take shape? Kate Bowles offers a way forward.  In order to reclaim our shared values – the values of all those who work within universities – not just those who claim the highest salaries – we must tell our stories and make space to listen to others. This is known as values-centered narrative practice, and university managers would do well to ditch the mindfulness seminars and the aromatherapy rooms and get training on this. In this way, we would enable the co-creation of values narratives which could inform the institution from the ground upwards. It would certainly win more support than the banalities of the strategic plan. We need to do this because the repressive, authoritarian atmosphere of many universities just isn’t us. Hardly a week has gone by since the Times Higher printed my piece on quitting academia that someone hasn’t posted it on Twitter with the news that they too are leaving. A few days ago, I received this email:

“You articulate so well the problems of contemporary academia.  It is important that this issue is public and I thank you for being a voice of reason amongst the madness. Yes, I have made this difficult decision as every day was becoming more and more a battle with my values. I could no longer be proud of what I do, which now feels like exploitation of staff and students for profit to oil the corporate machine.  Dedicated colleagues are so ground down and demoralised that it makes the workplace a grim environment”.  (quoted with permission)

I have had many emails like this and my Twitter timeline is testament to the many voices who feel it is time for academia to do better than this. Whether management or employee, we are well equipped with skills of articulating problems and listening to alternative answers. As Oscar Munoz put it, meaningful actions speak louder than words. It is time for a culture hack. My next post will offer some suggestions for those actions.

 

Stress fractures: one year on

It is about a year ago since I posted The Kindness of Strangers. It quickly found a lot of readers worldwide. As it travelled, the Times Higher asked my permission to republish it on their blog where it trended for several days. I was obliged to take it down by my former employer, and they forbade me to write any more on stress. The events that unfolded after that are alluded to in this recent piece. https://www.timeshighereducation.com/features/why-audit-culture-made-me-quit I quit my job to reclaim my academic freedom, and I am now reposting the original piece below.

The post was never about just one university. It was clear from the responses that the issues resonated with many academics at different institutions in different countries, and they continue to do so. Management by metrics is not the provenance of any one higher education system, and neither is the damage to mental health that the pressure to ‘perform’ to targets causes. It is clear in the piece that although the effects of stress were observable among colleagues I know personally – again at different institutions – I am also drawing on the widespread reporting of academic stress in multiple blogs.

Students – I have learned so much about stress and mental health from working with you, and from talking with you about this. I know you understand this, but it bears repeating. The working conditions of the staff who teach you, are your learning conditions. Whatever justifications or denials are uttered, this remains the case. Lecturers who are made ill through work overload cannot give you the time or energy you deserve. In writing this I want to make a difference, and I think it might, because Kate Bowles tweeted this today:

Depression KB snip

Kate also pointed me towards this extraordinary piece by Dr Simon McCormick https://brokentoydotblog.wordpress.com/2017/03/10/danger-breakdown-ahead/  who narrates the feelings and events that led to his breakdown at work as a consultant in emergency medicine. And then I knew I should re-post in tribute to all those who suffer stress at work.

The kindness of strangers (March 2016)

This week I chose to open up to students about the relentless stress faced by academic staff in universities. Enough of the omerta, the conspiracy of silence.

What made me do this? Well, I have watched one after another of my colleagues taking sick leave, seeking help from occupational health, reporting loss of sleep or just looking exhausted. It is a bleak picture, but it is about to ratchet up a notch further. We learn that the government plans to impose a Teaching Excellence Framework on universities. As if the National Student Survey is not enough, this looks to be a full parade of all the proxy horribles: DLHE (employment data), retention figures, number of firsts and 2.1s (goodbye academic standards and credibility of UK degrees) and something called learning gain. As I blogged previously, there is no consensus on what this is or how to measure it,  but in any case, gears will be grinding in anticipation throughout universities.

So last week I spoke to students about some of the pressures piling in on academics as management-by-metrics toxicity spreads throughout the sector:

  • Pressure to publish, and the fact that our peer-reviewed published research is subject to post hoc internal evaluation by non-experts in our field who assign it a grade 1-4. Unless they judge it as grade 3 or 4 (internationally excellent or world leading), you and your research are seen as inadequate.
  • High expectations of grant capture, with a very low prospect of success. We talked about SMART targets, and the fact that the A stands for attainable.
  • The implicit suggestion that you are only judged worthy if you bring in to the university an amount equal to, or greater than, your salary plus the ‘cost’ of your research. In effect, the status of an academic has slid from institutional asset to indentured servant. In universities sustainable has been untethered from its more usual environmental meaning, and is most often applied to issues of finance (Morrish and Sauntson 2013).
  • The National Student Survey which, in the context of a marketised and consumerist higher education sector, has threatened to turn the relationship between academic staff and students into an adversarial one.

I told them that in many universities, academics are accountable to a dashboard which records these Key Performance Indicators. Vice chancellors issue threats to ‘rank and yank’, i.e. demote or dismiss staff who, particularly, have not been able to secure research grant money. Nobody takes into account whether your research is expensive or not.

I told students that many of these targets are quite outside our control (NSS scores and grant capture). I told them we feel that we are players in some academic version of the Hunger Games where capricious gamesmakers change the rules all the time. Your contract lays out a set of duties, but you would be better off finding out what targets have been set for your Dean. If you are helping them win performance-related pay, you will be tolerated. If you prioritise serving the needs of your students, or scholarship, you make yourself very vulnerable.

I told them you could work 60 hours a week, never take a holiday or weekend off, have internationally regarded publications – lots of them, write textbooks, be a great teacher, and managers will still ask for more. And more.

I told them you are measured only by what you have not managed to achieve, not what you have achieved, never mind how valuable or prestigious.

I told them about the effects of long-term stress on the mind and body. I told them about the death of Stefan Grimm at Imperial University. And they were shocked and frightened that this could happen in a British university. I told them to look up President Alice Gast’s response  when she was asked a direct question about the preventability of Stefan’s death. I hope they read it. [Update: I understand Imperial College has taken some action over staff wellbeing in the intervening 12 months since this was originally posted.]

As I came back to my office there was an email from a Twitter follower, also an academic. We had corresponded but never met.

I’ve just been through a period of a few weeks marked by massive, almost unbearable stress and I’m on the other side of it feeling a bit like I can’t go on as I am in academia, without really knowing what that might mean.  The actual cause of pressure on me was marking, exacerbated by my also having a PhD thesis to read and viva in the same period, and some external examining.  I almost pulled an all-nighter right at the end, and resorted to staying in a hotel one night just to conserve energy for a 9:30am meeting the next day.  There are lessons I can learn from it all (like not putting a PhD viva in a marking period, not that that is likely to happen at all often) though I also think on occasions other of my colleagues have pulled the all-nighter just to get through the workload.  Twice in eight days I had to spend one day basically in bed, utterly exhausted.

Similar stories are shared around on Twitter and on blogs, and it is reassuring in some ways to know you are not the only one struggling to fulfil impossible obligations. Ros Gill (2009) has written about mounting and multiple pressures in academia leading to unmanageable feelings of guilt and anxiety. A scholar in the US recalls struggling to meet the research requirements for tenure.  Amidst anxiety about spending too much time teaching, and guilt at enjoying teaching, she “asked friends with quiet homes if I could visit them for writing weekends” (Albertson 2016). There is a chilling account from Anonymous Academics in The Guardian (2014)  who wrote of a hostile manager unmoved by a professor’s protests of overwork and stress. Some bloggers have suggested that the nature of academic demands play on the symptoms of certain mental illnesses like mania (Tenure She Wrote 2016), and addiction (Ruminations: Life After Academia 2012) but inevitably lead to depression and anxiety.  Others, like Doctor Outta Here,  and the colleague I blogged about some months ago simply decide academia is incompatible with any quality of life. They quit.

Mountz et al (2015) have appealed for feminists to work to a code of slow scholarship as an act of resistance. And Thomas Docherty,, a reliable voice of sanity, has asked for academics to just start saying no.

Maybe you’re thinking it was unprofessional of me to share the personal concerns of academics. My students are ahead of you on this one. They recognise that the personal is political, and that the effects of workplace stress are now having an impact on them. I felt they needed to know some of the context which might explain the deteriorating mental health of some of their lecturers and professors. As my email correspondent put it “How such things get communicated (well, and with care) to students is a real challenge.” I hope I got it right. It felt as if I did. This was not a monologue; students had questions and comments. Most of all they offered support; their responses were simply heartwarming in contrast to the totalising judgement of management by metrics. As I lost my ability to contain my sadness, my voice trembled and I became tearful. A young woman stepped forward and offered a hug. Later more students arrived at my office with coffee and cake, or just concern. Students I barely know out of class offered more humanity and understanding than the managers who are charged with a duty of care to prevent workplace stress. I was humbled and grateful. And so I found the comfort of strangers in unexpected places, and as I said to my Twitter contact, that day is one I won’t quickly recover from. It was, ironically, Universities Mental Health Day.

References

 

Gill, R. 2009. Breaking the silence: The hidden injuries of neo-liberal academia in R. Flood & R. Gill (eds) Secrecy and Silence in the Research Process: Feminist Reflections. London: Routledge.

Morrish, L. and Sauntson, H. (2013): ‘Business-facing motors for economic development’: an appraisal analysis of visions and values in the marketised UK university, Critical Discourse Studies, 10 1, 1-20.

Resist, Insist, Persist

One of the things I miss about my life in a university is the recommended reflective feedback sessions with my managers after each staff development training. I’m sure they don’t feel the same. But to continue the habit of a lifetime – and with very sincere gratitude – I want to thank everyone who read this piece I wrote in the Times Higher (2nd March 2017)  Thanks especially to those who commented, retweeted, quoted, DM-ed, emailed or hollered. Reactions fell into largely three categories: congratulation, commiseration and corroboration.

First the congratulations, and there were some lovely QTs which featured adjectives like inspirational, insightful, courageous, powerful, excoriating, remarkable, brilliant. These all made me blush, but these linguistic judgments of esteem and veracity fuelled me with more determination to keep writing.

From the US, a Professor Emerita wrote: “It’s very interesting to read the comments of many here, who speculate on how to rebuild or create a better system, and whether or not that is possible. With such minds as I see among you and your friends, dear Liz, there seems to be a great deal of possibility–and it’s exciting to imagine what very different ways of learning you may bring into being in the coming years”.

From a fellow blogger with a keen critique of university policy and implementation:  “You’ve become a lodestone for us all as an example of the ethic of academia, and how difficult it’s becoming to behave ethical in the current structures. You’ve helped me personally and intellectually Liz – I hope there’s a lot more to come”.

Other colleagues offered commiseration and expressed their own sense of disenchantment.

This was from a union colleague: “It is getting increasingly difficult for me to experience the constant trampling of basic professional ethics. I was disgusted to hear what had happened to you, Liz, after sharing your views on performance management. Sadly so few academics today understand the value of academic freedom, in part because they are not doing work sufficiently controversial as to require its protection”.

It was consoling to hear from a few pro-vice chancellors. One wrote: ” Very sorry to hear about your recent experiences. You seem to have been treated very badly. Your Times Higher article is really effective in keeping these issues on the agenda”.

From another: “When I read your article in the THE this morning I was overwhelmed by a great sadness to think that you had left your university following an absurd ‘disciplinary’ process.  This evening I read it again and I am furious to imagine what nonsense you must have been through.  I am just sorry I did not know about it while the process was in train, to provide solidarity and counsel.  This injustice will remain a running sore as long as it is acceptable to think that the best way to do academic work is outside the academy.  This wrong must be righted.  It is just such a pity that academics and our union (don’t make me laugh) is so bad a mobilising around truly important issues”.

Two readers told me privately that they had broken down in tears after reading my piece. When a person suffers burnout and emotional distress, their own empathic reactions to another’s plight can be overwhelming. This I know from experience.

Others corroborated my analysis by sharing their own experiences of audit culture in universities. The panoptical nature of the surveillance, the punitive actions that accompany it, and the often unattainable targets demanded, all add up to stress, despondency and mental illness. One colleague pointed towards a future of algorithmic performance management of the sort identified at Amazon in the New York Times expose.

“Here at [Russell Group University] we have [XX company] coming in soon which allows real time micro level performance management via ‘dashboards’ recording all data on all staff for the duration of the ‘staff member’s life cycle’…. I guess that means electronic module evaluation feedback to save processing time, being added to H-index etc. data. Although this is denied by managers, part of the purpose with this is to strip out middle management and allow central / senior management to set targets for ‘teams’ and saying they can ‘liaise’ with the ‘core member’ if they need resources to achieve their targets, which really means, ‘we have direct control, total ‘transparency’ and can get rid of teams that ask for too much”.

A colleague in Australia DM-ed: “I’ve just come out of a traumatic couple of weeks in which I was asked to write a self-evaluation report identifying and quantifying my value to the university. I’ve been told that unless I can come up with some ‘low-hanging fruit’ in the short term my days are numbered etc. And I am – by any measure – a highly productive academic with millions of dollars in grant money, a plethora of publications etc”.

A colleague at another Russell Group University wrote: “The problem seems to me to be that the institution’s demands for compliance wreck our intellects (and our resolve and resilience), while stamping on us with disciplinary power whenever we point this out”.

This theme was best summarized in a tweet by one respected commentator (well, I respect him, and if he’s reading, I’d be really chuffed if he’d follow me on Twitter. Like what else do I need to do??):  “Powerful piece by @lizmorrish in THE today; something is going horribly wrong with way academic staff are managed”.

A colleague at yet another Russell Group University which has had its own issues with metrics reflected on the influence of a talk I gave in November 2015: “Thanks too for the mention of our success in [Russell Group University] in resisting a ghastly outcomes-based performance-management system last year. You came and gave an insightful and inspiring critique of it to a UCU branch meeting, which provided us with courage and the intellectual tools to tackle it. I am sure you will continue to play such a role. How can those of us still in universities support you at this time and going forwards?”

After such a show of appreciation, I can honestly say that I do feel supported – anchored, actually – in a community of scholars from which my former employer thought I had been ejected. I am fortunate to be able to continue writing, blogging and reaching out on Twitter and hopefully connecting and influencing that way. So in that sense I am ok. It’s the rest of you left behind that I worry about, so let me make some suggestions.

The people who need our concerted support are those whose academic freedom is compromised because their contracts are temporary or zero hours forcing them into the hire and fire economy of contingent labour. They dread questioning authority and have no real autonomy either in the classroom or outside of it. Thankfully, our union is campaigning on this issue. We must put pressure on universities to take measures for sustainable careers post-PhD.  The University of Birmingham is making a start with its research fellowship scheme – 5 years of research followed by a lectureship. This is a positive development.

We must talk to colleagues and students about the effects that work-related stress is having. When I was still working at a university, I was often sought out by colleagues for these conversations because my research and stance offered reassurance that it was the system and structures which were the problem, not the individual. This remains the case, despite all the wellbeing workshops and employee assistance programs being implemented across the sector. Unless we challenge management-by-metrics, academics will continue to get ill. This recent article in the Guardian Academics Anonymous addresses the embargo on talking about stress and mental health in universities. As my Times Higher piece reveals – there can be penalties for breaking the code of omerta, but we must.

We must resist collapsing our academic identities into a set of data points and spurious proxy metrics for ‘performance’. Let’s not talk about being REFable, or incorporate our h-index into our email signature. Instead, resolve to have conversations about interesting research, and how we add to it or want to integrate it into our teaching.

We can put pressure on our institutional managers to sign up to DORA: the San Fransisco Declaration on Research Assessment. Imperial College has just become a signatory, and several UK research universities have now committed to this pledge not to use journal-based metrics in hiring and promotion decisions.

Universities are held in thrall by the REF, and will presumably be so again with the TEF as long as government uses these mechanisms to control funding. It is sometimes hard to differentiate unavoidable external constraints from gratuitous control of academics’ behaviour. But if we empty academic careers of autonomy, then we risk being left with universities full of dressage ponies.  Let’s resolve to use our own judgement in our ‘self-directed research and scholarship’. We owe that to our students and our disciplines.

We should reject the damaging discourse of ‘excellence’ that has invaded every corner of universities. This is critiqued in an excellent paper by Moore et al. (2017). As the authors point out, excellence is not a discoverable quality. It is, of course, a fiction. At best it is a discursive strategy to normalise the achievements of the most talented and ambitious academics and make everyone else seem deficient by comparison. At worst it is a smokescreen for what Joyce Canaan calls ‘a culture of crappiness’. Moore et al. recommend that we retrain ourselves to evaluate our academic endeavours in terms of soundness and capacity.

And lastly we must ask our union branches to monitor any rise in disciplinary actions against colleagues, and scrutinize the effects on academic freedom, or rise in fear of inappropriate reprisals. There is a perception that there has been more frequent recourse to these procedures, but we need evidence and consistent monitoring.

I am grateful to Agnes Bosanquet who blogs at The Slow Academic. She writes about small targeted acts of resistance (STARS). In a citation she gives these examples: “Individuals were deliberately maintaining their research interests in defiance of perceived [audit]-rewarded tends; departments were actively pursuing collegial rather than competitive practices.”

These are all things we can do individually and collectively to resist the erasure of our academic autonomy by audit and the limits that discourse sets for our sense of achievement.

Some of my colleagues asked me why, unlike Marina Warner in this hard-hitting piece and another,  I refrained from naming the institution I left. The first reason is because my critique has never been intended to single out one institution – the problems are quite manifestly sector-wide. The second reason is more complex. The managers who chose to pursue me with disciplinary action will recognise themselves in the piece. The postmodernists among us would call this interpellation, and in queer theory, individuals are interpellated by shame if they respond to a hailing. They are hardly likely to step forward and claim their ignominy by objecting, in the same way they shut me down the last time. On that occasion they isolated me with a bond of silence. Now I have turned the tables and gagged them. One small targeted act of resistance.

The wonkers and the wonked

 

We have become used to universities taking a regular kicking for all kinds of supposed faults. You expect it from politicians and some areas of the media. Some universities even get it from their own former chancellors.   However as higher education practitioners and supporters, we take it personally when it comes from a newspaper many of us felt to have the interests of education at heart. Readers of the Guardian and Observer have a relationship to those papers which is rooted in a sense of community with other educators. We have come to trust them to be knowledgeable and impartial on the subject of education. We don’t mind being challenged, but today, judging by the activity on Twitter, many of us feel betrayed.

Sonia Sodha is chief leader writer at the Observer and has form on denigrating UK universities.   Other than her own university education some decades ago, she seems to have had no other direct involvement in higher education. Despite slender claims to expertise in the area, she was back again today  to claim that “universities are not very good at innovation in terms of undergraduate education”, that they are excessively costly and over-funded, financially unaccountable, and cursing students with poor value for money. She greeted the expressions of annoyance and factual refutations on Twitter, not with contrition but with triumphalist provocation:

sodha

It was disappointing to see a number of HE supporters, including Wes Streeting and Stian Westlake falling in behind Sodha. Making a lukewarm stand for the beleaguered academics, was Phil Baty of the Times Higher:

baty

I don’t know what Sodha imagines goes on in universities. Perhaps, she remembers gloomy lecture theatres with a balding don in high-water trousers mumbling at the front, occasionally jotting key facts on the chalk board. By contrast, post QAA and pre-TEF universities are all keen to introduce enhancements to student learning, and my recent experience was among educators fizzing with ideas for engaging students. University teachers are currently using a range of new techniques such as flipped classrooms, online and blended learning, practice-based learning, simulations, placements, employer-led research briefs, and staff-student research collaboration. It is Sodha who is trapped within a rigid notion of student as consumer, when in universities, we encourage the student to see themselves as producers of knowledge.

If teaching has not yet been fully transformed from 1990s patterns, it is less because university staff are resistant to change, but more because students are conventional in their learning preferences. When staff appraisals and university league tables hinge on the results of the NSS, we are forced to pay attention to feedback that expresses a preference for ‘a good set of notes’ over more challenging exercises in group work and problem-solving. University managers may well make noises about disrupting student expectations of learning and teaching, but will hold individual lecturers responsible for any drop in satisfaction scores. The accountability that Sodha extols incentivizes the conservatism she decries.

One thing that has been transformed is the funding landscape. Students who are in fear of accruing debt may well express this as resentment over ‘value for money’. After all, when surveyed, they are at the point when they have not yet translated their risk into what is now called ‘return on investment’, in other words, a paying job. But the HEA/HEPI report Sodha refers to clearly shows the point at which ‘value for money’ became a concern. It was, of course, with the cohort who started paying £9000 fees in 2012. What she doesn’t cite is the overall statistic on course satisfaction which is 85%. And if she had take a closer look at the statistics, she would perhaps have recognised that those ‘drivers’ of value for money judgements are actually very weakly correlated. In fact, I’d go as far as to say it is misleading to cite them as correlations at all.

value-for-money

It is not that I and other academics do not recognise changes that need to take place in universities. Many would prefer to prioritize staffing levels over another new vanity building project. These tend to feature cathedral-like atriums, empty of students and staff, while teaching is compressed into tiny rooms whose utilisation percentages are faithfully recorded by auditors for their annual ‘green’ league table. Indeed, when I was teaching, each and every one of my classes was interrupted by a utilisation surveyor taking attendance.

That is probably not the financial accountability Sodha was looking for in her article. She seems ignorant, though, of sources of information provided by HESA, Unistats, Hefce and all the rest. She indicated in an exchange with me that universities should offer line-item costings for each of their courses. It would be impossible for any university to disaggregate the cost of the university library, counselling service, sports facilities, marketing, equal opportunities, student support services etc., for each course, and I can’t see a benefit to students in doing so.

But if you want to get exercised about something legitimate Sonia, yes, many of us would endorse your concern with senior managers’ pay. There is very little accountability evident there, and as one tweep reminded me, ‘try getting hold of the minutes for the remuneration committee’. There are too many scandals over the biscuit budget, first class air travel and reckless spending on ceremonial furniture. Other economies would result from a reconsideration of the structure of the academic year. Too many universities have adopted semester models, while keeping in place the terms inherited from year-long courses. This is an inefficient anomaly and results in discontinuous patterns of study. Whether 2 year or 3 year degrees, undergraduates could continue their learning during the summers; there is plenty of scope for placements and internships that would allow students to apply their learning, or for study abroad opportunities. However, we need to recognise that this would not be a cost-neutral development and cannot be delivered with current staffing and resourcing levels.

This is not the first quarrel I have had with an HE wonk this week. An earlier interaction had the same hallmarks as the communications with Sodha. We see a rather one-dimensional view of university education, and a firm belief that their own experience is universal. Any rebuttal, however factual, is derided as the “howling of vested interests”.  But the Observer should be concerned at the number of today’s readers who seem ready to abandon it for future Sundays. Perhaps they should behave more like universities and consider the needs and beliefs of their clientele. In 2017 we are seeing the consequences of a political class which does not understand the lived experience of many of the governed. I am wondering whether the higher education community has become similarly divided. Have the wonkers lost touch with those they wonk upon?

 

 

 

The Academic Hustler Meets Forensic Academics

I recently wrote a piece for the Sociological Review blog entitled The Rise of the Trump  Academic . It is hardly a new phenomenon, but in that piece I was claiming that there is a lot of poor academic practice going on in the world of research, from p-hacking, to confirmation bias, to excessive self-promotion. All of this is incentivized in a world of increasing competition for funds, reputation and university rankings.

Much less common on campus is what I call the academic hustler (after Tressie McMillan Cottom). I’ll attempt species identification. You know when the hustler is due on campus because their mail starts arriving several weeks before they do. They moment they appear they start cultivating the institutional hierarchy. Sabbaticals, travel money and conference bursaries are granted with few of the usual formalities. Before any serious obligations, such as teaching a new module or position of responsibility fall due – they are gone. Not that their profiles lack evidence of ‘leadership’ though. There will be journal editorships, conferences organised and international networks assembled. Their colleagues breathe a sigh of relief at their departure. In their short tenure the hustler will have divided departments and activated volcanic resentments over their sequestering of departmental resources.

I was reminded of this phenomenon when I read a blog post from Luděk Brož, Tereza Stöckelová and Filip Vostal which mourns the withdrawal of Jeffrey Beall’s online list of possible predatory publishers which he alleged corrupt scholarly communication. Featured on the list were several journals patronised by a scholar whose academic practice they claim has been discreditable.

The charges detailed by Brož et al are that Dr. Wadim Strielkowski, who describes himself as ‘bibliometrics expert, prolific author and a globetrotting entrepreneur’ has:

  • published in dubious journals that were nevertheless featured in SCOPUS and Web of Science’s databases,
  • recycled the same content in different publications,
  • indulged in authorship trafficking (very similar texts are variously co-authored by different people, and some appear to be fake identities),
  • offered advice to others on how to get published in journals listed in SCOPUS and Web of Science,
  • delivered courses in becoming a MAW – Master of Academic Writing.

Strielkowski’s response is summarised in the title of his reply:  “It is easier to write a blog than a paper in a journal indexed in Web of Science or Scopus”. This was not the response you might expect if he wanted to dismiss the charges. There is no line-by-line rebuttal. Instead Strielkowski unwarrantedly denounces the publishing records of his accusers. Additionally, he asserts that blogging is the refuge of those who are avoiding peer review, which latter activity is exactly what his accusers allege against him. It is an attempt to undermine the usual purpose of this sort of scholarship which most of us recognise enables a dialogue pre-publication.

I would guess that most people will, over the course of their careers, meet a few individuals who display these professional behaviours. They thrive in certain quarters of academia, often private ‘providers’ of their own creation. They have been vitalized by three recent developments: the move towards open access publication which is now mandatory as a kind of gold standard for the Research Excellence Framework; the annexing of all subjects to the science model of metrics, citations, journal impact factors, etc.; and league tables which are reliant on these metrics. Everything necessary is in place to reward the ultimate game-player, especially when performance-related salary increases are factored in.

When the hustler lands in a conventional university, it is usually seniors in the hierarchy who part the waters to promote them, so beguiled are they by the glitzy innovations of ‘academic entrepreneurs’. You will see the professed achievements of these people being exalted over those of more careful and deliberate scholars. The hustler’s vigorous industry makes everyone else look like a slacker. What the managers don’t always realise, however, is that they will be fully implicated in the hustler’s dodgy deals and most likely left carrying the can for any loss of institutional reputation. Not that anyone ever apologises for running after these scams, though. They will never turn back to the scholars with integrity and admit they were duped. They are more likely to save face by limiting everybody’s access to sabbaticals, conference money etc. and they will increase monitoring of academic ‘productivity’ of a very tightly delimited kind – exactly along the lines of the metrics gamed so plausibly by the hustler.

UK academics should shudder at what they wished for; I was always cautious about the rush to the supposed gold standard of open access, fearing that it would blur the demarcation between respectable peer-reviewed publication and the cowboy kind – witness the controversy over online journal PLOS One. I knew academics would end up paying for it, sometimes literally. Brož et al capture this crisply:

“Importantly, careful reading of Strielkowski’s story shows that his academic-trickster business model worked in synergy with dominant indicators of scientific quality integral to many evaluation and rankings systems….Considering this case, it seems that the current globally shared obsession with “exact” bibliometric measurements of research productivity and impact is a source from which predatory/parasitic publishing spawns, rather than a remedy for it.” [https://derivace.wordpress.com/2017/01/26/predators-and-bloodsuckers-in-academic-publishing/]

When the supposed objectivity of ‘metrics’ can be so easily subverted and held up as a kind of insignia of respectability  it truly is parasitic publication. As we know, parasites have their hosts, and both parties benefit from the arrangement. Brož et al seem to have founded an academic service which is even more necessary than replication studies to expose sloppy science. Welcome aboard to forensic academics. I recommend we all adopt their vigilance.

Research and teaching – unite or divide?

I always know I’ll be rewarded when I start to read one of David Morris’ longer, detailed, well-argued pieces for Wonkhe. I like the way he’s willing to take a swipe at some uninterrogated assumptions in higher education. So perhaps he’ll understand if I reply in the same vein.

The piece is raising the old question of whether teaching and research must necessarily take place in the same institution. Are they mutually reinforcing, and is it necessary for those teaching undergraduates to be engaged in research? Morris cites some studies which suggest the answer is no, on both counts. There is a suggestion that universities might operate a Glass-Steagal approach and separate the functions, and presumably distribute staff according to their dispositions. It is a popular call at the moment in the wonkoshphere, and Morris cites a 2004 paper which endorses it. Was it ever published in a journal and peer-reviewed? The link takes me to a conference paper.

Firstly, let’s dispel some of the assumptions. Let’s leave aside unresolved questions of whether the REF can be said to measure research quality, or the NSS measure teaching quality. Not all teaching in HE is research led and some of it doesn’t need to be. If you are teaching an undergraduate 100 or sometimes 200 level Linguistics or Biochemistry courses, the content is likely to be pretty similar from one department to another. The expectation is that anyone suitably qualified in Linguistics or Biochemistry would be able to turn their hand to these. Research-led teaching tends to occupy more specialized 300 (UG Level 6) courses.

Secondly, skim through any student course evaluations and you will find that the one thing they appreciate in a lecturer is enthusiasm. I can still remember the classes taught by the most research-active lecturer when I was a student. She would often arrive breathless from the lab, but with a story to tell about the latest experiment. You won’t be surprised to find that academics impart their own specialist subject with most enthusiasm. In turn, it is surprising what insights you pick up from students when teaching on your research area and supervising their projects and dissertations. Universities aim to ensure that students have the opportunity to engage in research during the course of their studies, because this skill above all is commensurate with ‘graduateness’. How can this be taught except by trained researchers?

Thirdly, things have moved on since Hattie and Marsh were writing in 2004. External and internal audits in universities have insisted on subjects demonstrating that teaching and research are linked. Why would QAA demand this if there were no symbiotic links? Perhaps the most obvious justification for the linkage is curriculum development. The kind of degrees which are likely to be appropriated by ‘alternative providers’ are professional courses which are taught by practitioners, and not necessarily those advancing new developments in the subject. Sometimes the curriculum is set by those professional bodies. For the rest of academia, we would be shocked if we visited our old university department and found the same curriculum in place that we followed 20 or 30 years ago. How did the new material get there if not informed by recent research?

Call me old school, but honestly, we have to decide whether we want universities or we don’t. Morris mocks the panicked response that HE without research means “we might as well be in a further education college”. That shudder reflects not primarily status anxiety , but a recognition that FE is hardly a sector with a shining reputation. It is underfunded and tarnished with poor staff retention, poor work conditions, short-term contracts, uncertainty of mission and patchy outcomes – with private providers circling the remains. The higher education sector, by contrast, has good records of retention and the vast majority who enter achieve an honours degree. The satisfaction rates are excellent. Can we really afford as a nation to convert a large part of the successful sector into replicas of the failing one?

Nobody ever claimed that each and every lecturer was the embodiment of the academic holy trinity of teaching, research and scholarship, but we all benefit by working in an environment where research takes place. No, not all good researchers will be good teachers, but most of them are at least competent. On the other hand, the inevitable outcome of dividing teaching from research would not resemble banking so much as hydraulic fracking, only with more protest and worse pollution of the surroundings.

Critical university studies, discourse and managerialism